Bombay Stock Exchange Limited
Phiroze Jeejeebhoy Towers
Dalal Street, Mumbai- 400001
Phones : 91-22-22721233/4, FAX : 91-22-22721919
1. Deputy Manager - Listing Compliance
Responsibilities of the Role:
* Scrutinize applications to check whether they are meeting the regulatory norms.
* Processing of applications made by both listed and unlisted companies.
* Independently prepare notes /reports to be presented before departmental heads, listing committees etc.
* Advising company officials on listing requirements.
Candidate Requirements:
* Preferably a CS or CA or at least an MBA Finance with 2 – 3 years of experience.
* Should possess good analytical skills.
* Should be detail oriented.
* Should be result oriented and a team player.
Experience: 1 - 3 years
2. Manager Investor Services
Responsibilities of the Role:
* Conduct Investor Awareness programmes.
* Give Secretarial/logistics assistance for conducting arbitrations.
* Communicate with the complainants and trading members for resolution of complaints.
* Take necessary steps for compliance of arbitration awards.
* Liaison with other departments for getting information for redressal of complaints.
* Give status reports to other departments on requests to facilitate them in decision - making or serve their clients as the case may be.
* Liaison with SEBI.
Candidate Requirements:
* Should be preferably a Company Secretary/Law Graduate or at least an MBA Finance.
* Good drafting skills (particularly legal).
* Proficiency in MS office.
* Should possess good managerial abilities i.e should be good at resource management, people management, time management etc.
* Excellent communication & presentation skills.
* Working knowledge of clearing and settlement, regulatory compliances by the trading members and companies.
* Proficient in MS office.
Experience:
* 5 - 7 years
Responsibilities of the Role:4. Manager Legal
* Online Price & position monitoring.
* Carrying out various types of investigation.
* Replying to queries raised by regulatory authorities.
* Preparation of MIS and other monthly reports.
Candidate Requirements:
* Minimum M.com or a Diploma in Financial Management. An MBA Finance or CA/CFA will be preferred.
* High on analytical ability.
* Good communication skills
* Proficient in MS office.
Experience:
* 1 - 3 years
Responsibilities of the Role:
* Drafting
* Liaison with advocates and solicitors as well as concerned departments for entering into special agreements like shares Purchase Agreements, engaging IT Service Provider etc.
* Liaison with advocates as well as concerned departments in premises matters, Service tax matters, Labour court matters, IPR matters and drafting of various documents, affidavits etc.
* Liaison for Trust matters.
* Liaison with advocates with respect to drafting and finalising of notice of opposition, registration of trade marks etc.
Candidate Requirements:
* Should be a law graduate, Masters Degree in law preferred.
* Experience in law firm or solicitors office or in an organization with commercial or regulatory background.
* Good drafting and negotiation skills.
* Well versed in Commercial law.
* Proficient in MS office.
Experience:
* 5 - 7 years
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